Bar-Ilan University's Parashat Hashavua Study Center
Rosh Hashana 5764
Lectures on the weekly Torah reading by the faculty
of Bar-Ilan University in Ramat Gan, Israel.
A project of the Faculty of Jewish Studies,
Paul and Helene Shulman Basic Jewish Studies Center,
and the Office of the Campus Rabbi. Published on the Internet
under the sponsorship of Bar-Ilan University's
International Center for Jewish Identity.
Prepared for Internet
Publication by the Computer Center Staff at Bar-Ilan University.
Inquiries and comments to:
Dr. Isaac Gottlieb, Department of Bible,
gottlii@mail.biu.ac.il
The Dual Idea of Rosh
Ha-Shana
Prof. Moshe Kaveh
President, Bar Ilan University and Head of the
Pearl and Jack Resnick Institute for Advanced Technology in
Physics
Rosh Ha-Shana is a holiday of great spiritual
power, whose impact is meant to influence every Jew throughout the whole year.
As such, we would expect the holiday to send a strong single message, but this
is not the case. In this article we will examine the duality in the meaning of
Rosh Ha-Shana.
In one approach, Rosh Ha-Shana emphasizes
G-d's position as King of the Universe. This essentially rational
approach sees the function of Rosh Ha-Shana as crowning the Creator in His
world, and all the prayers and acts directed towards the heavens do not promote
man's needs. The second approach defines Rosh Ha-Shana as the "Day
of Judgement", i.e. on that day the Supreme Court of heaven sits in
judgement of every earthly being. In this approach, which has an
emotional-mystical bent, the role of Rosh Ha-Shana is to motivate man to improve
his actions in fear of the Day of Judgement - the day of spiritual
stock-taking for every Jew in the presence of his Creator.
Duality in Science
To demonstrate that there can be dual approaches
to one concept, I will use an example from the world of physics. Although the
laws of physics are clear and can be proven empirically, at the beginning of the
last century this science found itself facing a conceptual collapse. The
question that baffled the scientists was why the electron (the negative light
charge), revolving around the positive (heavy) core, does not lose energy to
radiation (according to the rules of electromagnetics), and fall into the
core.
The surprising answer of Nils Bohr of Copenhagen,
founder of the quantum theory concept, was that the electron is not a
particle (therefore it does not revolve around the core) but a wave.
Nevertheless, in certain experiments it appeared that the electron continues to
behave like a particle, for instance in the photoelectric effect, for which
Albert Einstein received the Nobel Prize. And again the question arose: is the
electron a particle or a wave? The amazing answer is that there is a duality in
nature whereby in certain experiments the electron behaves like a particle and
in others - like a wave. The electron's particle-like behavior is
analogous to our senses and rationality, while the wave-like behavior is neither
rational nor "sensible". In any case, nature can be explained
either one way or the other, and both are legitimate!
So, the dualistic interpretation of values, which
moves between the rational and emotional approaches, finds surprising
reinforcement in the world of physics..
The Duality of Shofar Blowing
Back to Duality in Rosh Ha-Shana. In practice
our sages did not reject either one of the two above-mentioned approaches,
seeing both as words of the living G-d. Both approaches, as we shall see, have
support in the prayers and customs of the holiday. Moreover, both approaches
that existed side by side throughout the generations are based on the
distinction between the worship of G-d in fear and the worship of G-d in love.
So for example, the prayer states: "Reign over the entire universe in Your
glory; be exalted over all the world in your splendor...and purify our heart to
serve You sincerely...Blessed are You, Hashem, King over all the world, who
sanctifies Israel and the Day of Remembrance." Shortly after this prayer
we blow the shofar as a completion of the experience of worshiping G-d in
love.
But, immediately following the shofar, our sages
added the prayer "Today is the birth[day] of the world. Today all
creatures of the world stand in judgement - whether as children [of G-d]
or as servants. If as children be merciful with us as the mercy of a father for
children. If as servants, our eyes [look toward and] depend upon You, until You
be gracious to us and release our verdict [clear and pure] as light, O Awesome
and Holy One." Here we have the worship of G-d in fear. Our sages
acknowledged that the second approach touched most of the community more
powerfully and the idea of Rosh Ha-Shana as a day of judgement has indeed been
dominant throughout history.
Practically speaking, the first approach would
mean no difference between teki'a and teru'a, because
both fulfill "and you shall sound the trumpets before the Lord your
G-d". Yet our sages were split on the significance of the
teru'a - is it a "clarion" sound, suitable to
crowning the Lord as King, or a "crying-out", suited to the
emotional state of man facing his Creator on the Day of Judgement. Their
uncertainty was so profound that to cover both ideas they ruled that the shofar
blowing should consist of a series of thirty teki'ot with
different patterns of shevarim and teru'a in relation to the
teki'a.
Maimonides in Hilkhot Shofar (Ch. 1, 2) lists the
only commandment relating to Rosh Ha-Shana that appears in the Torah: "You
shall observe it as a day when the horn is sounded" (Num. 29:1), and he
adds: "In the Temple, at New Year, they used to blow a ram's horn
flanked by two trumpets... for the day required the blast of a ram's horn.
Why then were trumpets blown together with the horn? Because scripture says:
'With trumpet and sound of the horn shout ye before the King, the
Lord' (Ps. 98:6)". This accords with the first approach to Rosh
Ha-shana as the coronation of G-d as King.
In Hilkhot Teshuva (Ch. 3, 4), however, he
relates to the second approach: "Even though sounding the shofar on Rosh
Ha-shana is a decree of Scripture, nevertheless there is a message in this
action, as if to say: 'Arouse sleepy ones from your everyday habits,
awaken from your slumber, repent from your actions and remember your
Creator'. This aligns with the understanding of the holiday as a time for
Man to repent. In other words, even Maimonides, the arch-rationalist,
uses both ideas to explain
the blowing of the shofar.
Sifre Numbers 77 also supports the
combining of the two approaches: "Why did the sages establish that first
the Kingship verses would be recited [in the Musaf prayer] and then the
Remembrance and Shofar verses? Because first you crown him to be your King, and
then you ask him for mercy so that you will be remembered by Him."
Duality in Rosh Ha-Shana
Customs
Although our sages gave expression to both
meanings of Rosh Ha-Shana, it appears that most of the prayers and customs
emphasize the Day of Judgement quality of the holiday.
Prayer: The special Rosh Ha-Shana prayer
is divided relatively equally between the two approaches. Some examples
follow:
Approach A (The Crowning of G-d): "and you
who are the Lord our G-d, shall reign" (Shaharit); "The Lord rules,
the Lord has ruled, the Lord shall rule for ever and ever" (Shmoneh Esre -
repetition); "Our Father our King" (Piyyut); "Reign over all
the world with Your glory" (Shmoneh Esre - Mussaf); "Supreme
King" (Piyyut).
Approach B (The Day of Judgement): "And
so give Your fear" (Shaharit); "G-d the advocate" (Shaharit);
"Lord of Faith in Your meting out of justice" (Piyyut); "And
on Rosh Ha-Shana they will be inscribed" (Mussaf).
Foods: The Rosh Ha-Shana foods are
influenced mainly by the definition of the holiday as the Judgement Day. For
example: fish head (that we may be like the head, not like the tail); honey
(that the year may be sweet); pomegranate (that our good deeds will be plentiful
like the seeds of the pomegranate); carrot [Heb. Gezer] (that our
harsh judgement may be softened) [Heb. gezar dinenu - our
judgement].
Clothing: The beautiful custom of wearing
white on Rosh Ha-Shana is based on the words of consolation of the prophet
Nehemia (Neh. 8:9-10) "You must not mourn or weep...go eat choice foods
and drink sweet drinks...Do not be sad for your rejoicing in the Lord is the
source of your strength". And indeed, in the Jerusalem Talmud (Rosh
Ha-Shana, 1:3, 57b) we find "Customarily a man who knows that he is on
trial wears black, and wraps himself in black, and lets his beard grow, for he
doesn't know how his trial will turn out. But Israel is not thus, rather
they wear white, and wrap themselves in white, and shave their beards, and eat,
drink and rejoice. They know that the Holy One, Blessed be He, does for them
miracles".
Sleep: It is customary to refrain from
sleeping on Rosh Ha-Shana because of its status as the Day of Judgement. This
custom is in accord with the explanation for the absence of the Hallel service
from the holiday prayers (Babylonian Talmud, Rosh Ha-Shana 32b): "...why
should Israel not chant hymns of praise before Thee on New Year and the Day of
Atonement? He replied to them: Is it possible that the King should be sitting
on the throne of justice with the books of life and death open before Him, and
Israel should chant hymns of praise?"
The Halakhic Pluralism of Rosh Ha-Shana
We already mentioned that the only Rosh Ha-Shana
commandment in the Torah is "to hear the sound of the shofar" This
is a message to a "headstrong people" that puts "doing"
before "hearing". As an antidote to hurried action, we are commanded
to be silent and listen to the voice of the other in order to reach a state of
harmony among the children of Israel.
Some of the halakhic discussions about Rosh
Ha-Shana give voice to the variety of opinions regarding the holiday. For
example:
Rosh Ha-Shana as the Day of Judgement: The
Tana'im were divided - when is man judged? R. Yosi said man is
judged every day, as written in Job (7:18) "You inspect him every
morning" while R. Natan, on the basis of Job "Examine him every
minute" (ibid.) said that man is judged every hour (Rosh Ha-Shana
17a). On the other hand, the Mishna (Rosh Ha-Shana 1,2) explains why the
expression Rosh Ha-Shana was chosen to indicate the first day of Tishre?
Because "at the New Year all who enter the world pass before Him like
troops".
Our sages explained the contradiction between the
opinions as follows: that on Rosh Ha-Shana all are judged while the
judgement of each individual is "signed and sealed" at set times:
"at Passover for grain; at Pentecost for fruit of the tree...and on the
Festival [or Tabernacles] they are judged in regard to water", and
man's judgement is signed on Yom Kippur.
Shofar Blowing: The Torah commanded that
the first day of the seventh month should be "a day of teru'a
(fanfare)FONT SIZE=4> and our sages
demanded that every teru'a should be preceded and followed by a
teki'a (Rosh Ha-Shana 34a). Maimonides establishes that "the
sobbing sound [of a weeping man] is the one we call a tremolo -
teru'a". Also, "the repeated sighing sound is the one we call
a broken note - three shevarim. Thus the total number of blasts necessary
to allow for every possible doubt comes to thirty" (Hilkhot Shofar
3:3).
So this presents us with an interesting halakhic
pluralism:
In the first example, despite the decisive idea
that man is judged every day, our sages considered Rosh Ha-Shana as the Day of
Judgement for those who have an absolutely clear moral standing - positive
(the righteous) or negative (the evil-doers). The remainder, the ordinary
people who comprise the majority, are judged and "sentenced" on Yom
Kippur.
The second example also contains an important
message: We make the community listen to all the possible combinations of the
Shofar sounds, which imply different motifs for the holiday, in order to
educate towards a pan-Israelite attitude which includes the entire range of
opinions. Perhaps it was this approach of our sages that led to the unified
performance of the Shofar blowing ceremony by all the Jewish communities even in
times of destructive edicts and life-threatening situations. Moreover, the
Shofar is a common symbol in archaeological finds such as synagogue mosaics,
pottery handles, glass vessels, coins, amulets and even burial
stones.
The Shape of the Shofar and Its Historical Message
Our sages deliberated which Shofarot were fit to
blow, and although they determined that all are fit, the Tana'im preferred
the "straight, simple" (not bent or twisted - Mishnah Rosh
Ha-Shana 3,3) horn of the mountain goat. On the other hand, R. Yehuda required
that the Shofar be bent (Rosh Ha-Shana 26b). The Talmud explains that the shape
of the Shofar symbolizes the status of man. The preference is for simplicity,
as R. Yona says, "in order that they should straighten their heart in
repentance" (Jerusalem Talmud Rosh Ha-Shana 3:3, 58d). Another view is
that it is better to display the "bent shape" prominently in the
presence of the Creator (Rosh Ha-Shana 26a).
The instructive words of Rabbi Abraham Isaac Kook
on the various types of Shofarot are noteworthy in this connection, as related
by M.Z. Neria, Mo'adei ha-Raia (5740-1980, p. 69). In his drasha
on the verse "blow a great shofar for our freedom", R. Kook
establishes three levels of the redemptive Shofar: Shofar Gadol, Shofar Benoni
and Shofar Katan. The Shofar Gadol - the great, supreme one, symbolizes
the religious awakening of the Jewish people to the redemption of the Land
promised to it by G-d, and it was this call which was heard by those sages of
Israel in modern times who yearned for the return to Zion. However there is
another Shofar, heard by secular Jews, that calls upon the Jews to go up to the
Land of Israel because it is the homeland of their forefathers -
"Here lived our forefathers, our prophets, our kings. Here we may live as
a free people in its country, here we may educate our children in a Jewish
milieu". In Rabbi Kook's view, even this Shofar Benoni -
average, medium one - which is outwardly devoid of religious significance,
is fit and deserves our blessing!
But, lamented R. Kook, bursting into tears
- "there is a third Shofar taken from an unpure animal -
haters of Israel blow this sound into the ears of the people and call on the
Jews to flee while they can and come to Israel, their enemies force them into
redemption, warning them with battle cries and the noise of troubles and
suffering, giving them no rest. And whoever ignores the call of the first
Shofar and even that of the second, is forced to listen to the voice of the
third...but on this Shofar one does not make a blessing, as is stated,
"One should not bless over the cup of punishment" (Berakhot 51b).
In conclusion, we pray daily that "G-d
shall blow with the large shofar for our redemption" meaning that He will
not lead us to freedom using the Shofar katan with its warning of
destruction, nor with the Shofar benoni, which is unworthy of the people
of G-d, but our prayer is "And in that day, a great ram's horn shall
be sounded; and the strayed who are in that land of Assyria and the expelled who
are in the land of Egypt shall come and worship the Lord on the Holy mount, in
Jerusalem" (Is. 28, 13).
